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At Thomas-Walther we use the KYC as an integral part of the company’s compliance and risk management policy to ensure that all our clients, consultants, facilitators, intermediates and consultants can be assured we have strived to mitigate the fraudulent and “joker broker’ elements. Thomas-Walther clients, consultants, facilitators, intermediates and consultants are required prior to being introduced to any principle to complete the companys basic KYC.

“I keep six honest serving-men (They taught me all I knew).
Their names are What and Why and When And How and Where and Who.”
• Rudyard Kipling •

Know your customer (KYC) procedure within Thomas-Walther is the process of our company verifying the identity of its clients. The objective of the companys KYC guidelines is to prevent Thomas-Walther from being used, intentionally or unintentionally, by criminal elements for money laundering activities. This also enables Thomas-Walther to better understand their customers and their financial dealings. We also use the ‘know your customer’ processes to ensure our proposed agents’, consultants’ or facilitators’ anti-bribery compliance.

For more Information, please read our Company Policy.

Enhanced Due Diligence

Enhanced due diligence (EDD) is a more detailed standard required of the ‘know your client’. The USA PATRIOT Act dictates that we: “shall establish appropriate, specific, and, where necessary, enhanced, due diligence policies, procedures, and controls that are reasonably designed to detect and report instances of money laundering through those accounts.”

Thomas-Walther uses enhanced due diligence large transactions this is there to protect all parties and any and all information is kept strictly confidential and is only shared with Thomas-Walthers’ solicitors